APPENDIX E.  CABLE FRANCHISE ORDINANCE

 

AN ORDINANCE GRANTING A CABLE FRANCHISE IN THE CITY OF DETROIT LAKES; SETTING FORTH CONDITIONS ACCOMPANYING THE GRANT OF THE FRANCHISE; PROVIDING FOR CERTAIN SERVICE REGULATIONS; AND PRESCRIBING PENALTIES FOR THE VIOLATION OF THE PROVISIONS HEREIN

 

The City of Detroit Lakes ordains:

 

                                                                                    Statement of Intent and Purpose

 

The City intends, by the adoption of this Franchise, to renew the cable franchise ordinance previously issued by the City.  Continued cable service can contribute significantly to the communication needs and desires of residents of the City.  Further, the City may achieve better utilization and improvement of public services with the continued operation of a cable system.

 

                                                                                                Section 1.

                                                                                         Definition of Terms

 

            1.         Terms.  For purposes of this Franchise, the following terms, phrases, words, and their derivations shall have the meaning given herein.  When not inconsistent with the context, words in the singular number include the plural number.  The word “shall” is always mandatory and not merely directory.  The word “may” is directory and discretionary and not mandatory.

 

a.                  Affiliate” means an entity which owns or controls, is owned or controlled by, or is under common ownership with Grantee.

 

b.                 Basic Cable Service” means any service tier, which includes the lawful retransmission of local television broadcast signals and any public, educational, and governmental access programming required by the Franchise to be carried on the basic tier.  Basic Cable Service as defined herein shall not be inconsistent with 47 U.S.C. § 543(b)(7).

 

c.                  Cable Programming Service” means any video programming regardless of service tier, including installation or rental of equipment used for the receipt of such video programming, other than Basic Cable Service or video programming offered on a pay‑per‑channel or pay‑per‑program basis.  Cable Programming Service as defined herein shall not be inconsistent with the definition as set forth in 47 U.S.C. § 543(1)(2) and 47 C.F.R.§ 76.901(b).

 

d.                 Cable Service” means: the one-way transmission to subscribers of (i) video programming, or (ii) other programming service, and (iii) subscriber interaction, if any, which is required for the selection or use of such video programming or other programming service.

 

e.                  Cable System” means a system of antennas, cables, wires, lines, towers, wave guides, or other conductors, converters, equipment or facilities located which operates the service of receiving and amplifying programs broadcast by one or more television or radio stations, and distributing those programs by wire, cable, microwave or other means, whether the means are owned or leased, to persons who subscribe to the service.

 

f.                   Channel” means a single full motion video channel.

 

g.                  City” means the City of Detroit Lakes, Minnesota.

 

h.                  Converter” means an electronic device, which converts signals to a frequency acceptable to a television receiver of a Subscriber and by an appropriate selector permits a Subscriber to view all Subscriber signals included in the service.

 

i.                    Drop,” means the cable that connects the ground block on the Subscriber’s residence to the nearest feeder cable.

 

j.                   FCC” means the Federal Communications Commission and any legally appointed, designated or elected agent or successor.

 

k.                 Franchise” or “Cable Franchise” means this ordinance and the contractual relationship established hereby.

 

l.                    Franchise Fee” means the fee or assessment imposed by the City on a Grantee solely because of its status as a franchisee.  The term “Franchise Fee” does not include: (i) any tax, fee or assessment of general applicability; (ii) capital costs which are required by this Franchise related to the provision of public, educational, or governmental access facilities;  (iii) requirements or charges incidental to awarding or enforcing this Franchise, including payments for bonds, security funds or letters of credit, insurance, indemnification, penalties or liquidated damages, or other regulatory costs specifically required herein in addition to the Franchise Fee; (iv) any fee imposed under Title 17 of the United States Code.

 

m.                Grantee” is Tekstar Cablevision, Inc., its agents and employees, lawful successors, transferees or assignees.

 

n.                  “Gross Revenues” means the following revenues received by the Grantee or its Affiliates from the operation of the Cable System to provide Cable Service in the City: 1) the monthly service fees for basic broadcast service (the One Star Plan); 2) expanded basic tiers (Two Star Plan) and pay television fees and pay-per-view service.  Gross Revenues shall not include: 1) fees derived from the lease of channels to providers unaffiliated with Grantee, to the extent such lease is required by law; 2) revenues received from telecommunications services as defined in state or federal law; 3) any taxes on Cable Services which are imposed directly or indirectly on any subscriber by any governmental unit or agency; 4) revenues received from national advertising carried on the system; 5)  revenues received from late  fees, or; 6) bad debt write-offs.    

 

o.                 Installation” means the connection from feeder cable to the point of connection with the Subscriber Converter.

 

p.                 Lockout Device” means an optional mechanical or electrical accessory, which inhibits the viewing of a certain program, certain channel, or certain channels.

 

q.                 Normal Business Hours” means those hours during which most similar businesses in the community are open to serve customers.  Normal Business Hours must include some evening hours at least one night per week and/or some weekend hours.

 

r.                   Normal Operating Conditions” means those service conditions, which are within the control of Grantee.  Those conditions which are not within the control of Grantee include, but are not limited to, natural disasters, civil disturbances, power outages, telephone network outages, and severe or unusual weather conditions. Those conditions which are ordinarily within the control of Grantee include, but are not limited to, special promotions, pay‑per‑view events, rate increases, regular peak or seasonal demand periods, and maintenance or upgrade of Grantee’s facilities.

 

s.                  Person” is any person, firm, partnership, association, corporation, company, or other legal entity.

 

t.                   Right-of-Way” or “Rights-of-Way” means the area on, below, or above any real property in the City in which the City has an interest including, but not limited to any street, road, highway, alley, sidewalk, parkway, park, skyway, or any other place, area, or real property owned by or under the control of the City, including other dedicated Rights-of-Way for travel purposes and utility easements.

 

u.                  Right-of-Way Ordinance” means the ordinance adopted by the City creating requirements regarding regulation, management and use of Rights-of-Way, including registration and permitting requirements.

 

v.                  Standard Installation” means any residential installation, which can be completed using a Drop of 125 feet or less.

 

w.                Subscriber” means any Person who lawfully receives Cable Service from Grantee.

 

                                                                                                                 Section 2.

Grant of Franchise

1.                  Findings of Council.  In the review of the franchise renewal request by the Grantee and negotiations related thereto, and as a result of a public hearing, the Grantee’s technical, financial, legal qualifications and ability were considered and approved in accordance with state and federal law.  In addition, the Grantee’s plans for providing video services were considered and found adequate and feasible.  The Franchise granted herein is intended to comply in all respect with applicable Minnesota Statutes, federal laws and regulations.

 

2.                  Grant of Franchise.

 

a.                  This Franchise is granted pursuant to the terms and conditions contained herein.  The Grantee shall have the continued right and privilege pursuant to this Franchise to provide Cable Service and construct, reconstruct, operate and maintain a Cable System in the Rights-of-Way in the City.

b.                 Use of the Rights-of-Way to operate a Cable System and provide Cable Service shall not be inconsistent with the terms and conditions by which such Rights-of-Way were created or dedicated and is subject to all legal requirements related to the use of such Rights-of-Way, including the terms and conditions of the Right-of-Way Ordinance.

c.                  This Franchise shall be nonexclusive.  Additional Cable Franchises may be granted by the City.

3.                  Lease or Assignment Prohibited. No Person may lease Grantee’s Cable System for the purpose of providing Cable Service within the City, until and unless such Person shall have first obtained and shall currently hold a valid Franchise

4.                  Franchise Term.  This Franchise shall be in effect for a period of 15 years from the date of acceptance by Grantee. 

5.                  Compliance with Applicable Laws, Resolutions and Ordinances.  The Grantee shall at all times during the term of this Franchise be subject to all lawful exercise of the police power, local ordinance-making authority, and eminent domain rights of the City.  This Franchise shall comply with the franchise standards contained in Minnesota Statutes, Chapter 238.

6.                  Franchise Area/Service Area. 

a.                   This Franchise is granted for the corporate boundaries of the City, as it exists from time to time.  In the event of annexation by City or as development occurs, any new development within the City shall become part of the territory for which this Franchise is granted and for which Cable Service is authorized.

b.                  The Grantee shall be required to offer Service to all existing residential dwellings, within the City consistent with the line extension criteria of Section 2(6)(c) below. 

c.                   Whenever the Grantee shall receive a request for Cable Service from at least eight (8) residences within 1320 cable-bearing strand feet (one-quarter mile) of its trunk or distribution cable, it shall extend its Cable System to such Subscribers at no cost to said Subscribers for Cable System extension, other than the usual connection fees for all Subscribers; provided that such extension is technically feasible, and it will not adversely affect the operation of the Cable System.  Grantee shall extend Service within one hundred twenty (120) days of the date of request, unless technically impossible or prevented by weather conditions.

d.                  Service shall not be denied to any group of potential residential cable Subscribers because of the income of the residents of the area in which such group resides.

7.                  Written Notice.  All notices, reports, or demands required to be given in writing under this Franchise shall be deemed to be given when delivered personally to any officer of Grantee or City’s Administrator of this Franchise or forty‑eight (48) hours after it is deposited in the United States mail in a sealed envelope, with registered or certified mail postage prepaid thereon, addressed to the party to whom notice is being given, as follows:

If to Grantor:          City of Detroit Lakes

                                          Attention:  City Administrator

                                          1025 Roosevelt Avenue

                                          Detroit Lakes, MN  56501

 

With copies to:       City of Detroit Lakes

                                          Attention:  City Attorney

                                          114 West Holmes Street

                                          Detroit Lakes, MN  56501

 

            If to Grantee:          Tekstar Communications, Inc.

                                          Attention: Systems Manager 

                                          150 2nd Street SW

                                          Perham,  MN 56573

           

            With copies to:       Tekstar Communications, Inc.

                                          Attention: Director of Video Operations

                                          150 2nd Street SW

                                          Perham, MN 56573

 

Such addresses may be changed by either party upon notice to the other party given as provided in this Section.

Section 3.

                                                                                                            Construction Standards

1.                 Registration, Permits and Construction Codes.

a.                  Grantee shall strictly adhere to all state and local laws and building and zoning codes currently or hereafter applicable to location, construction, installation, operation or maintenance of the Cable System and other facilities used to provide Cable Service in the City.

b.                 The City shall have the right to inspect all construction or installation work performed pursuant to the provisions of the Franchise and to make such tests as necessary to ensure compliance with the terms of the Franchise and applicable provisions of local, state and federal law.

c.                  Nothing in this Franchise shall be construed to prevent the City from enforcing or amending the Right of Way Ordinance.

2.                 Drop Burial.  Grantee shall bury all Drops in a reasonable time period, which shall not exceed thirty (30) business days, subject to weather conditions.  In the event the ground is frozen, Grantee shall be permitted to delay burial until the ground is suitable for burial, which in no event shall be later than June 30th.

3.                 Permits.  Grantee shall obtain the appropriate permit or other required authorization as provided in the Right-of-Way Ordinance prior to any construction or work in or on the Right-of-Way, including construction of poles, conduits, amplifier boxes, similar structures, or other wire‑holding structures.  Facilities located on public and private property shall be subject to applicable zoning and other land use regulations.  All Cable System facilities to-be located in the Right-of-Way shall be subject to City approval with regard to location, height, type and other considerations.

4.                 Relocation of Facilities.  Grantee shall at its sole expense relocate or otherwise temporarily support, protect, or disconnect its Cable System in the Right-of-Way, or any part thereof, upon five (5) days notice from the City, in the event the City shall lawfully elect to change or alter the location or grade of any street, alley, easement or other Right-of-Way, or the City shall change, relocate, replace or remove utility poles at any time during this franchise, or when required for any other public purpose or public project.  Grantee shall, at the request of any person holding a moving permit, temporarily remove, raise or lower its Cable System, or any part thereof, to permit the moving of a building, provided: a) the expense shall be paid by said person(s) requesting same; and b) the Grantee receives no less than twenty (20) days written notice.  Nothing in this section is meant to limit any rights Grantee may have under applicable laws to be compensated for the cost of relocating its facilities from the Person that is requesting the relocation.      

5.                 Existing Poles.  Grantee shall use existing poles, conduits or other wire-holding structures to the extent feasible.

6.         Pole Rental Fee.  The City may require the Grantee to enter into a pole attachment agreement granting permission to use the City's utility poles.  In any event, Grantee shall pay the City Public Utilities Department for attachments to electric utility poles.  Such payment shall be in addition to the franchise fee required herein.  The per pole amount of the rental fee shall be established by Council Resolution.  The City may modify the pole rental fee every five (5) years.  Said pole rental fee shall be payable semi-annually in advance on the first day of January, and the first day of July of each year while this franchise remains in effect.  The payments shall be based on the number of poles upon which attachments are maintained, as determined by City.  Grantee may request a physical count of the poles upon which attachments are maintained.

7.         Undergrounding.  Grantee shall place its Cable System, or any portion thereof, underground in areas of the City where all other utility lines are placed underground.  Grantee shall relocate its Cable System, or any portion thereof, underground within a reasonable time after receiving written notice that all other utility facilities have been or are being placed underground.  Amplifier boxes and pedestal mounted terminal boxes may be placed above ground if existing technology reasonably requires, but shall be of such size and design and shall be so located as not to be unsightly or unsafe, all as may be approved by City in accordance with applicable requirements.  Grantee shall be entitled to proportionate reimbursement form the City for undergrounding costs to the same extent as other right-of-way users.  Nothing in this section is meant to limit any rights Grantee may have under applicable laws to be compensated for the cost of relocating its System underground from the Person that is requesting the relocation.

8.         Safety Requirements.

a.                  The Grantee shall at all times employ ordinary and reasonable care and shall install and maintain in use nothing less than commonly accepted methods and devices for preventing failures and accidents which are likely to cause damage, injuries, or nuisances to the public.

b.                 The Grantee shall, upon completion of any work requiring the opening of any public or private property, restore the same to as good a condition as existed immediately prior to construction and in a manner and quality approved by City with regard to Right-of-Way, and shall exercise reasonable care to maintain the same thereafter in good condition.

c.                  The Grantee shall install and maintain its equipment and facilities in accordance with all federal, state and local laws and regulations, including the requirements of the National Electric Safety Code, and any applicable FCC or MPUC regulations, and in such manner that they will not interfere with private radio, police and fire communications or any installations of City or of any public utility serving City.

d.                 All facilities structures, and lines, equipment and connections in, over, under and upon the Rights-of-Way, wherever situated or located, shall at all times be kept and maintained in good condition, order, and repair so that the same shall not menace or endanger the life or property of the City or any Person.

e.                  The Grantee shall keep accurate maps and records of all its wires, conduits, cables and other property and facilities located, constructed and maintained in the City.  Grantee shall, without charge, furnish a copy of such maps and records of the location and character of the facilities from time to time as requested by the City.

9.         Tree Trimming.  The Grantee is authorized to trim any trees upon and overhanging the Rights-of-Way so as to prevent the branches of such trees from coming in contact with its Cable System.  The City may supervise tree-trimming activities and condition the authority to trim trees, as it deems appropriate.

 

Section 4.

System Design                                                    

            1.­         Channel Capacity.

a.                  Within twelve (24) months of acceptance of this Franchise, Grantee shall complete upgrade of the Cable System to 750 MHz capacity with capability of delivering a minimum of 80 analog (6 MHz) video channels.

b.                 All final programming decisions remain the discretion of Grantee in accordance with this Franchise, provided, that Grantee notifies City and Subscribers in writing thirty (30) days prior to any channel additions, deletions, or realignments, and to Grantee’s signal carriage obligations     hereunder and pursuant to 47 U.S.C. § 531-536, and to City’s rights pursuant to 47 U.S.C. § 545.  The initial broad categories of Video Programming are set forth in Exhibit B, attached hereto and incorporated herein by reference.  Location and relocation of the PEG Channels shall be governed by Section 6.

2.         Emergency Override/EAS Requirements.  The Grantee will implement emergency alert override capability consistent with all applicable federal and state regulations.  The Grantee shall immediately, upon request, make its System available to the City in the event of a local emergency.  At minimum, the Grantee shall ensure that all channels are capable of carrying a brief System-specific message upon demand, consistent with federal law.

 

                                                                                                            Section 5.

                                                                                                      Customer Service

1.                 Provision of Services.  The Grantee shall render good quality Cable Service, make repairs promptly, and interrupt Cable Service only for good cause and for the shortest time possible.  Such interruption, to the extent feasible, shall be preceded by notice to the City and Subscribers and shall occur during periods of minimum use of Cable Service.

2.                 Technical Standards.  The technical standards used in the provision of Cable Service shall comply, at minimum, with the technical standards promulgated by the FCC (47 C.F.R. 76.601 to 76.617), as may be amended or modified from time to time, which regulations are expressly incorporated herein by reference.

3.                 Performance Review and System Testing.  In the event City finds that there are signal or performance difficulties, which may constitute violations of applicable FCC technical standards or this Franchise, Grantee shall be notified and afforded ten (10) days to correct the problems or complaints.  If the performance difficulty is not resolved after the cure period has elapsed in City’s sole determination, City may require Grantee to demonstrate compliance via testing or other means selected by the Grantee.

4.                 FCC Reports.  Upon request, Grantee shall file with City all required FCC technical reports, which pertain to signal quality.

5.                 Regulation of Service Rates.

a.                  The City may regulate rates for the provision of Cable Service to the extent allowed under federal or state law(s).

b.                 A list of Grantee’s current residential Subscriber rates and charges shall be maintained on file with the City and shall be available for public inspection.  Grantee shall give the City and Subscribers written notice of any change in a rate or charge in accordance with any applicable FCC requirements, unless such change arises from changes in regulatory fees, franchise fees, access costs or franchise imposed costs.

6.         Sales Procedures.  Grantee shall not exercise deceptive sales procedures when marketing any of its services within City.  Grantee shall have the right to market consistent with local ordinances and other applicable laws and regulations.

7.         Telephone Inquiries and Complaints.

a.         Availability  Grantee will maintain local, toll‑free or collect call telephone access lines which will be available to its Subscribers 24 hours a day, seven days a week.  During Normal Business Hours, trained representatives of Grantee shall be available to respond to Subscriber inquiries.  Grantee will ensure that: (1) an adequate number of trained company representatives will be available to respond to customer telephone inquiries during Normal Business Hours, and; (2) after Normal Business Hours, the access line will be answered by a trained company representative or a service or an automated response system such as an answering machine.  Inquiries received after Normal Business Hours must be responded to by a trained company representative on the next business day.

b.         Telephone Answer Time and Busy Signals  Under Normal Operating Conditions, telephone answer time by a customer representative, including wait time, shall not exceed thirty (30) seconds when the connection is made. If the call needs to be transferred, transfer time shall not exceed thirty (30) seconds. These standards shall be met no less than ninety (90) percent of the time under Normal Operating Conditions, measured on a quarterly basis.  Under Normal Operating Conditions, the customer will receive a busy signal less than three (3) percent of the time.  The Grantee will not be required to acquire equipment or perform surveys to measure compliance with the telephone answering standards in Sections 5.7(a) and (b) unless an historical record of complaints indicates a clear failure to comply.

8.         Installation, Outage and Service Calls.  Under Normal Operating Conditions which will exclude the initial deployment period, each of the following standards will be met no less than ninety five (95) percent of the time measured on a quarterly basis:  (1) Excluding conditions beyond the control of Grantee which prevent performance, Grantee will begin working on service interruptions promptly, and in no event later than twenty-four (24) hours after the interruption becomes known, and Grantee must begin actions to correct other service problems the next business day after notification of the service problem and resolve such problems as soon as is reasonably possible; (2) The “appointment window” alternatives for Installations, service calls, and other installation activities will be either a specific time or, at maximum, a four‑hour time block during Normal Business Hours.  The Grantee may schedule service calls and other installation activities outside of Normal Business Hours for the convenience of the customer; (3) Grantee may not cancel an appointment with a customer after the close of business on the business day prior to the scheduled appointment; (4) If a representative of Grantee is running late for an appointment with a customer and will not be able to keep the appointment as scheduled, the customer will be contacted. The appointment will be rescheduled, as necessary, at a time during Normal Business Hours, which is convenient for the customer.

9.                 Complaint and Other Service Records  Subject to Grantee’s obligation to maintain the privacy of certain information, at City's request Grantee shall prepare and maintain written records of all complaints received and the resolution of such complaints, including the date of such resolution.  Such written records shall be on file at the office of Grantee.  Upon request, Grantee shall periodically provide the City with a written summary of such complaints and their resolution.

10.             Subscriber Contracts.  Grantee shall provide to City upon request any standard form Subscriber contract utilized by Grantee.  If no such written contract exists, Grantee shall provide a document completely and concisely stating the length and terms of the Subscriber contract offered to customers.

11.             Billing and Subscriber Communications.  Grantee must give Subscribers thirty (30) days advance written notice with copy to City before any changes in rates, programming services, or channel positions.  Bills must be clear, concise, and understandable, with itemization including but not limited to, basic and premium charges and equipment charges.

12.             Refunds and Credits.  If Service is interrupted or discontinued for 24 or more consecutive hours and Grantee has notice of such interruption, Subscribers shall be credited pro rata for such interruption beginning with the date of notice of interruption.  In the event a Subscriber establishes or terminates Service and receives less than a full month’s Service, Grantee shall prorate the monthly rate on the basis of the number of days in the period for which Service was rendered to the number of days in the billing.  Refund checks will be issued promptly, but no later than thirty (30) days from the date of the return of the equipment supplied by the Grantee if Service is terminated.

13.             Local Office.  Grantee shall maintain a drop box within the service area for receiving Subscriber payments after hours.  Payments at Grantee’s drop box location shall be deemed received on the date such payments are picked up by Grantee, which shall occur no less than twice weekly.

14.             Additional Customer Service Requirements.  The City may adopt additional or modified customer service requirements to address subscriber concerns or complaints.

                       

                                                                                                SECTION 6.

                                                                                    INSTITUTIONAL SERVICES PROVISIONS

 

1.         Public, Educational and Government Access.

 

a.                  PEG Programming.  The Grantee shall operate, administer, and manage public, educational and governmental access programming pursuant to this Franchise.  The Grantee shall establish rules pertaining to the administration of the specially designated access channel.  Upon request, Grantee shall provide coverage of regular City Council meetings and such other governmental meetings held in City Hall as the City may direct.

 

b.                 PEG Channels.  Grantee shall dedicate one (1) channel for public, educational and governmental access programming use.  Nothing herein shall diminish the City’s rights to secure additional channels pursuant to Minn. Stat. § 238.084, which is expressly incorporated herein by reference.

 

c.                  PEG Availability.  Grantee shall provide to each of its Subscribers who receive all, or part of, the total Cable Services offered over its Cable System, reception on the access channel free of charge.  The specially designated access channel may be used by the public, local educational authorities and local government on a first-come, first-served, nondiscriminatory basis.  During those hours that the specially designated access channels are not being used by the public, local educational authorities or local government, the Grantee may lease time to commercial or noncommercial users on a first-come, first-served, nondiscriminatory basis if the demand for that time arises.  Grantee may also use the specially designated access channels for local origination during those hours when the channel is not otherwise in use.

 

d.                 Charges for Use.  Channel time and playback of prerecorded programming on the access must be provided without charge to the City and the public.

 

e.                  Spectrum.  The VHF spectrum shall be used for the specially designated access channel.

 

f.                   Access Equipment.  The Grantee provides the minimal equipment necessary to comply with Section 6.1.a above.  In addition, the Grantee shall make readily available for use, upon need being shown, at least the minimal equipment necessary to perform good quality playback of prerecorded programming and to make it possible to record programs at remote locations with battery operated portable equipment.  Need shall be determined by subscriber petition which, to be successful, must contain the signatures of at least 100 subscribers.

 

2.                 Service to Public Buildings.  Grantee shall provide, free of charge, a Drop, outlet and monthly basic and expanded basic Cable Service (currently marketed under One Star and Two Star Plans) to City Hall, 1025 Roosevelt Avenue, Detroit Lakes Library, 1000 Washington Avenue and the Police Department, 106 East Holmes Street. No redistribution of the free Cable Service provided pursuant to this Section shall be allowed without the Grantee’s prior written consent.

 

3.                 Activated Two-Way Capacity.  Grantee shall provide two-way activated capacity allowing live or recorded cablecast of programming from City Hall and such other site(s) as may be mutually agreed to by Grantee and the City.

 

                                                                                                            SECTION 7.

                                                                                    OPERATION AND ADMINISTRATION PROVISIONS

1.                  Administration of Franchise. The City shall have authority to administer the Franchise and to monitor the performance of the Grantee pursuant to the Franchise.  The City Manager or his designee shall have continuing regulatory jurisdiction and supervision over the Services described herein and the Grantee’s operation under this Franchise.

2.                  Franchise Fee.

a.                  During the term of this Franchise, Grantee shall pay to the City a Franchise Fee in an annual amount of up to 5 percent (5%) of its Gross Revenues.  The Franchise Fee shall initially be set at the amount identified in Exhibit A. The City may by Resolution annually modify the amount of the Franchise Fee.  The City shall provide notice of any modification in the Franchise Fee amount to Grantee on or before November 1st.  Any change in the Franchise Fee amount shall be effective on January 1st of the following year.

b.                 Any payments due under this provision shall be payable quarterly.  The payment shall be made within sixty (60) days of the end of each of Grantee’s current fiscal quarters together with a report in form reasonably acceptable to City and Grantee and which shows the basis for the computation.

c.                  All amounts paid shall be subject to audit and recompilation by the City and acceptance of any payment shall not be construed, as an accord that the amount paid is in fact the correct amount.

3.                  Access to Records.  The City shall have the right to inspect, upon reasonable notice and during Normal Business Hours, any records maintained by Grantee which relate to this Franchise or operations, including specifically Grantee’s revenue records, subject to the privacy provisions of 47 U.S.C. § 521 et seq.  Grantee shall be required to provide copies of such requested documents to the City unless such documents are confidential and are available for City inspection at a location in the City.

4.                  Reports to be filed with the City.  Grantee shall file with the City, at the time of payment of the Franchise Fee, a report of all Gross Revenues received during the prior fiscal quarter.  Grantee shall prepare and furnish to the City such other reports with respect to the operations, affairs, transactions or property, as they relate to this Franchise or Cable Services as City may request.  The form of such reports shall be mutually agreed upon by City and Grantee.

5.                  Periodic Evaluation.

a.                   The City may require evaluation sessions during the term of this Franchise not more than annually, upon thirty (30) days written notice to Grantee.  Such sessions shall be held by public hearing.  Topics which may be discussed at any evaluation session may include, but are not limited to, application of new technologies, programming offered, access channels, facilities and support, municipal uses of cable, customer complaints, amendments to this Franchise, judicial rulings, FCC rulings, line extension policies and any other topics the City and Grantee deem relevant.

b.                  As a result of a periodic review or evaluation session, the City may request Grantee to amend the Franchise to provide additional services or facilities as are mutually agreed upon and which are both economically and technically feasible taking into consideration the remaining life of the Franchise.

                                                                                                            SECTION 8.

                                                                                    GENERAL FINANCIAL AND INSURANCE PROVISIONS

1.         Performance Bond.

a.         City acknowledges that Grantee has operated the System in the city for a substantial length of time, and through its activities Grantee has                 demonstrated hat it has the financial and technical qualifications for compliance with the terms of the Franchise.  Except as expressly                                   provided herein, the Grantee shall not be required to obtain or maintain a performance bond as a condition for being awarded the Franchise               or continuing its existence.  In order to minimize costs, which ultimately may be borne by Subscribers, City agrees to require a performance                        bond only in such amounts and during such times, as there is a reasonably demonstrated need therefore.  City reserves the right to impose                    on Grantee an obligation to file with City, a bond in the amount of up to Ten Thousand and no/100 (10,000.00) in a form and with such                   sureties as reasonably acceptable to City.  This bond will be conditioned upon the faithful performance by the Grantee of the material terms                       of its Franchise and upon the further condition that in the event Grantee shall fail to comply with any law, ordinance or regulation governing                    the Franchise, there shall be recoverable jointly and severally from the principal and surety of the bond any damages or loss suffered by City                         as a result, including the full amount of any compensation, indemnification or cost of removal or abandonment of any property of Grantee,                      plus a reasonable allowance for attorney’s fees and costs, up to the full amount of the bond, and further guaranteeing payment by the                                 Grantee of Claims, liens and taxes, due City which arise by reason of the construction, operation, or maintenance of the system.

 

b.         The security must be conditioned upon the faithful performance of the Grantee according to the terms of the Franchise and upon the further                    condition that in the event the Grantee shall fail to comply with any law, ordinance or regulation governing the Franchise, there shall be                               recoverable jointly and severally from the principal and surety of the bond any damages or loss suffered by the City as a result, including the                    full amount of any compensation, indemnification or cost of removal or abandonment of any property of the Grantee, plus a reasonable                                   allowance for attorneys’ fees and costs, up to the full amount of the bond, and further guaranteeing payment by the Grantee of claims, liens                 and taxes due the City which arise by reason of the construction, operation, or maintenance of its system in the City.

 

c.                   The rights reserved by the City with respect to the bond shall not be deemed an exclusive remedy are in addition to all other rights the City may have under the Franchise or any other law. No action, proceeding or exercise of a right with respect to the performance bond shall affect any other right the City may have.  The City may, from year to year, in its sole discretion, reduce the amount of the bond.

d.                  The Grantee shall be given thirty (30) days notice of any franchise violation, or other claim, liability or obligation giving rise to City’s right to make a claim under the bond.  In the event the violation, claim, liability, or obligation is not cured, corrected or satisfied within this thirty (30) day cure period, in City’s determination, the City may make a claim pursuant to the bond. The City may grant additional time beyond the initial cure period before making a claim under the bond in the event Grantee requests additional time and the City determines that the Grantee has made a good faith effort towards cure and such additional time is necessary to completely cure the alleged violation.

e.                   In the event this Franchise is revoked or the rights hereunder relinquished or abandoned by Grantee, the City shall be entitled to collect the full amount of the performance bond as liquidated damages.

2.     Indemnification of the City.

a.                   The City, its officers, boards, committees, commissions, elected officials, employees and agents shall not be liable for any loss or damage to any real or personal property of any Person, or for any injury to or death of any Person, arising out of or in connection with the construction, operation, maintenance, repair or removal of, or other action or event with respect to Grantee’s Cable System, or any other action or event with respect to this Franchise.

b.                  Grantee shall indemnify, defend, and hold harmless the City, its officers, boards, committees, commissions, elected officials, employees and agents, from and against all liability, damages, and penalties which they may legally be required to pay as a result of the exercise, administration, or enforcement of the Franchise.  Nothing herein shall be construed as a waiver by City of its defenses and limitations available to it under law, including the Minnesota Municipal Tort Liability Act, Minnesota Statutes Section 466.01 et. Seq.

c.                   Nothing in this Franchise relieves a Person, except the City, from liability arising out of the failure to exercise reasonable care to avoid injuring the Grantee’s facilities while performing work connected with grading, regarding, or changing the line of a Right-of-Way or public place or with the construction or reconstruction of a sewer or water system.

d.                  In order for City to assert its rights to be indemnified, defended, and held harmless, City must, with respect to each claim:

1.                 Promptly notify Grantee in writing of any claim or legal proceeding which gives rise to such right.

2.                 Afford Grantee the opportunity to participate in any compromise, settlement or other resolution or disposition of any claim or proceeding; and

3.                 Fully cooperate with reasonable requests of Grantee, at Grantee’s expense, in its participation in compromise, settlement or resolution or other disposition of such claim or proceeding subject to Paragraph 2 above. 

3.         Insurance.

a.                  Grantee shall file with its acceptance of this Franchise, and at all times thereafter maintain in full force and effect at its sole expense, a comprehensive general liability insurance policy, in protection of the Grantee, and the City, its officers, elected officials, boards, commissions, agents and employees for damages which may arise as a result of this Franchise.

b.                 The policies of insurance shall be in the sum of not less than One Million Dollars ($1,000,000.00) for personal injury or death of any one Person, and Two Million Dollars ($2,000,000.00) for personal injury or death of two or more Persons in any one occurrence, Five Hundred Thousand Dollars ($500,000.00) for property damage to any one person and Two Million Dollars ($2,000,000.00) for property damage resulting from any one act or occurrence.

c.                  The policy or policies of insurance shall be maintained by Grantee in full force and effect during the entire term of the Franchise.  Each policy of insurance shall contain a statement on its face that the insurer will not cancel the policy or fail to renew the policy, whether for nonpayment of premium, or otherwise, and whether at the request of Grantee or for other reasons, except after sixty (60) days advance written notice have been provided to the City.

                                                                                                                                    SECTION 9.

                                                                                    SALE, ABANDONMENT, TRANSFER AND REVOCATION OF FRANCHISE

1.         City’s Right to Revoke.  In addition to all other rights which the City has pursuant to law or equity, the City reserves the right to revoke, terminate or cancel this Franchise, and all rights and privileges pertaining thereto, if after the hearing required herein, it is determined that:

a.                  Grantee has violated any material provision of this Franchise and failed to timely cure; or

b.                 Grantee has attempted to evade any of the material provisions of the Franchise; or

c.                  Grantee has practiced fraud or deceit upon the City or Subscriber.

            The City may revoke this Franchise without the hearing required herein if Grantee files for bankruptcy.

2.         Procedures for Revocation.

a.                  The City shall provide Grantee with written notice of intent to revoke the Franchise, which shall identify the basis of the revocation.  Grantee shall have thirty (30) days subsequent to receipt of the notice in which to cure the violation or to provide adequate assurance of performance in compliance with the Franchise. 

b.                 City shall schedule a public hearing affording Grantee due process prior to revocation.  The public hearing shall be scheduled after the end of the cure period and within ninety (90) days of the date of the notice of revocation.  Notice of the hearing shall be provided to Grantee. 

c.                  The City shall provide Grantee with written notice of its final decision together with written findings of fact supplementing said decision.  Only after Grantee receives written notice of the determination by the City to revoke the Franchise may Grantee appeal said decision.

d.                 During the appeal period, the Franchise shall remain in full force and effect unless the term thereof sooner expires.

3.         Abandonment of Service.  Grantee may not discontinue providing video programming services without having first given three (3) months written notice to the City.

4.         Removal After Abandonment, Termination or Forfeiture.

a.         In the event of termination or forfeiture of the Franchise or abandonment of Grantee’s system, the City shall have the right to require Grantee to remove all or any portion of its system from all Rights-of-Way and public property within the City; provided, however, that the Grantee shall not be required to remove its system if it continues to be authorized to provide telecommunications service pursuant to state or federal law over such system.

b.         If Grantee has failed to commence removal of its system, or such part thereof as was designated by the City, within one hundred twenty (120) days after written notice of the City demand for removal is given, or if Grantee has failed to complete such removal within twelve (12) months after written notice of the City demand for removal is given, the City shall have the right to apply funds secured by the Letter of Credit and Performance Bond toward removal and/or declare all right, title, and interest to Grantee’s system to be in the City with all rights of ownership including, but not limited to, the right to operate the system or transfer the system to another for operation by it pursuant to the provisions of 47 U.S.C. § 547.

5.         Sale or Transfer of Franchise.

a.                  No sale, transfer, or corporate change of or in Grantee or its system, including, but not limited to, the sale of a majority of the entity’s assets, a merger including the consolidation of a subsidiary and parent entity, or the creation of a subsidiary or affiliate entity, shall take place until the parties to the sale, transfer, or corporate change file a written request with the City for its approval and such approval is granted by the City, provided, however, that said approval shall not be required where Grantee grants a security interest in its Franchise and assets to secure an indebtedness.

b.                 Any sale, transfer, exchange or assignment of stock or other equity interest in Grantee so as to create a new controlling interest shall be subject to the requirements of this Section 9.5.  The term “controlling interest” as used herein means actual working control in whatever manner exercised.

c.                  The City shall have such time as is permitted by applicable federal law in which to review a transfer request, but in no event less than one hundred twenty (120) days.

d.                 In the event of any proposed sale, transfer, corporate change, or assignment pursuant to Subparagraph (a) or (b) of this Section, the City shall have the right to purchase Grantee’s System.  The City shall have the right to purchase for the price which the proposed assignee or transferee agreed to pay.  In any other event, the City shall have the right to purchase the system for an equitable price upon such commercially reasonable terms as may be agreed to by the City and Grantee.

                                                                                                                        SECTION 10.

                                                                                                PROTECTION OF INDIVIDUAL RIGHTS

1.                 Discriminatory Practices Prohibited.  Grantee shall not deny service, deny access, or otherwise discriminate against Subscribers or general citizens on the basis of race, color, religion, national origin, sex, age, and status as to public assistance, affectional preference, or disability.  Grantee shall comply at all times with all other applicable federal, state, and local laws, and all executive and administrative orders relating to nondiscrimination.

2.                 Subscriber Privacy.

a.                  Grantee shall comply with the subscriber privacy-related requirements of 47 U.S.C. § 551.  No signals including signals of a Class IV Channel may be transmitted from a Subscriber terminal for purposes of monitoring individual viewing patterns or practices without the express written permission of the Subscriber.  Such written permission shall be for a limited period of time not to exceed one (1) year, which may be renewed at the option of the Subscriber.  No penalty shall be invoked for a Subscriber’s failure to provide or renew such authorization.  The authorization shall be revocable at any time by the Subscriber without penalty of any kind whatsoever.  Such permission shall be required for each type or classification of Class IV Channel activity planned for the purpose of monitoring individual viewing patterns or practices.

b.                 No lists of the names and addresses of Subscribers or any lists that identify the viewing habits of Subscribers shall be sold or otherwise made available to any party other than to Grantee and its employees for internal business use, and also to the Subscriber subject of that information, unless Grantee has received specific written authorization from the Subscriber to make such data available.  Such written permission shall be for a limited period of time not to exceed one (1) year, which may be renewed at the option of the Subscriber.  No penalty shall be invoked for a Subscriber’s failure to provide or renew such authorization.  The authorization shall be revocable at any time by the Subscriber without penalty of any kind whatsoever. 

c.                  Written permission from the Subscriber shall not be required for the conducting of Cable System-wide or individually addressed electronic sweeps for the purpose of verifying network integrity or monitoring for the purpose of billing.  Confidentiality of such information shall be subject to the provision set forth in Subparagraph (b) of this Section.

                                                                                                                        SECTION 11.

                                                                                                            MISCELLANEOUS PROVISIONS           

1.                 Franchise Renewal.  Any renewal of this Franchise shall be performed in accordance with applicable federal, state and local laws and regulations.  The term of any renewed Franchise shall be limited to a period not to exceed fifteen (15) years.

2.                 Amendment of Franchise Ordinance.  Grantee and the City may agree, from time to time, to amend this Franchise.  Such written amendments may be made subsequent to a review session pursuant to Section 7.5 or at any other time if the City and Grantee agree that such an amendment will be in the public interest or if such an amendment is required due to changes in federal, state or local laws, provided, however, nothing herein shall restrict the City’s exercise of its police powers.

3.                 Preemption.  If any section, sentence, paragraph, term, or provision hereof is preempted or superceded by the FCC or any other agency with jurisdiction over the subject matter of this Franchise, then to the extent such agency’s action shall preempt and supercede the City’s jurisdiction, such section, sentence, paragraph, term, or provision shall be unenforceable.

4.                 Severability. If any section, sentence, paragraph, term, or provision hereof is determined to be illegal, invalid, or unconstitutional by any court of competent jurisdiction over the subject matter of this Franchise, then such provision shall be invalid and unenforceable.

5.                 Compliance with Federal, State and Local Laws.  Grantee and the City shall conform to state laws and rules regarding cable communications not later than one year after they become effective, unless otherwise stated, and to conform to federal laws and regulations regarding cable as they become effective.

6.                 Force Majeure.  In the event Grantee’s performance of any of the terms, conditions, obligations or requirements of this Franchise is prevented due to a cause beyond its control, such failure to perform shall be excused for the period of such inability to perform.

7.                 Nonenforcement by City.  Grantee shall not be relieved of its obligations to comply with any of the provisions of this Franchise by reason of any failure or delay of the City to enforce prompt compliance.  The City may only waive its rights hereunder by expressly so stating in writing.  Any such written waiver by the City of a breach or violation of any provision of this Franchise shall not operate as or be construed to be a waiver of any subsequent breach or violation.

8.                 Rights Cumulative.  All rights and remedies given to the City by this Franchise or retained by the City shall be in addition to and not exclusive of any and all other rights and remedies, existing or implied, now or hereafter available to the City, at law or in equity.

9.                 Grantee Acknowledgment of Validity of Franchise.  Grantee acknowledges that it has had an opportunity to review the terms and conditions of this Franchise and that under current law Grantee believes that said terms and conditions are not unreasonable or arbitrary, and that Grantee believes the City has the power to make the terms and conditions contained in this Franchise.

                                                                                                                                    SECTION 12.

                                                                                    PUBLICATION EFFECTIVE DATE; ACCEPTANCE AND EXHIBITS

1.                 Publication: Effective Date.  This Franchise shall be published in accordance with applicable local and Minnesota law.  The Effective Date of this Franchise shall be the date of acceptance by Grantee in accordance with the provisions of this Section 12.2.

2.                 Acceptance.

a.                  Grantee shall accept this Franchise within thirty (30) days of its enactment by the City, unless the time for acceptance is extended by the City.  Such acceptance by the Grantee shall be deemed the grant of this Franchise for all purposes provided.

b.                 Upon acceptance of this Franchise, Grantee shall be bound by all the terms and conditions contained herein.  In the event acceptance does not take place, or should all ordinance adoption procedures and timelines not be completed, this Franchise and any and all rights previously granted to Grantee shall be null and void.

c.                  Grantee shall accept this Franchise in the following manner:

i.          This Franchise will be properly executed and acknowledged by Grantee and delivered to the City.

ii.          With its acceptance, Grantee shall also deliver any grant payments, performance bond and insurance certificates required herein that have not previously been delivered.

Passed and adopted this _______day of __________________2002.

 

CITY OF DETROIT LAKES

 

______________________________

MAYOR

 

 

ATTEST:        

 

__________________________

CITY ADMINISTRATOR

 

 

ACCEPTED:  This Franchise is accepted and the undersigned agrees to be bound by its terms and conditions.

Dated: ________________________            

TEKSTAR COMMUNICATIONS, INC. DBA ARVIG COMMUNICATON SYSTEMS (ACS)

By: ________________________

Its:_________________________

 

Published in the                            this ____ day of ________________, 2002.

 


Exhibit A

Franchise Fee

Upon Grantee’s acceptance of this Franchise, and for the year 2002, the Franchise Fee shall be in the amount of 3% of Grantee’s Gross Revenues.

As provided in the Franchise, the Franchise fee may be modified by Council Resolution.  However, the Council hereby agrees that the Franchise fee shall not be increased for a period of five years from the effective date of this franchise agreement.   Any such Resolution shall be attached to this Franchise and shall replace this Exhibit A. 

 

 

Exhibit B

Video Programming

.

* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *

 

GAS FRANCHISE

 

ORDINANCE NO. 202

 

AN ORDINANCE GRANTING TO PEOPLES NATURAL GAS, A DIVISION OF UTILICORP UNITED INC., A DELAWARE CORPORATION, ITS SUCCESSORS AND ASSIGNS, PERMISSION TO OPERATE A GAS PUBLIC UTILITY AND MAINTAIN ITS GAS DISTRIBUTION SYSTEM CONSTRUCTED IN THE CITY OF DETROIT LAKES AND TO ENLARGE, OPERATE, REPAIR AND MAINTAIN SAID SYSTEM IN THE CITY OF DETROIT LAKES, MINNESOTA, THE NECESSARY PIPES, MAINS AND APPURTENANCES FOR THE TRANSMISSION OR DISTRIBUTION OF GAS TO SAID CITY AND ITS INHABITANTS AND OTHERS AND TRANSMITTING GAS INTO AND THROUGH SAID CITY AND TO USE THE PUBLIC WAYS AND PUBLIC GROUNDS OF SAID CITY FOR SUCH PURPOSE; AND PRESCRIBING CERTAIN TERMS AND CONDITIONS THEREOF.

 

THE CITY COUNCIL OF THE CITY OF DETROIT LAKES, BECKER COUNTY, MINNESOTA, DOES ORDAIN:

 

RECITALS

 

 

 

NOW THEREFORE BE IT RESOLVED THAT, the City of Detroit Lakes, Becker County, Minnesota, herewith grants to Peoples Natural Gas a division of UtiliCorp United Inc., a Delaware corporation, a gas franchise in the form of the ordinance hereafter set forth.

 

Article 1. Definitions

 

1.1 In this Ordinance "City" means the City of Detroit Lakes, County of Becker, State of Minnesota.

 

1.2 "Company or Peoples Natural Gas" means Peoples Natural Gas, a division of UtiliCorp United Inc. a Delaware Corporation.

 

1.3 "Effective Date" means the effective date of this Ordinance, that is, upon adoption and publication, as provided by law.

 

1.4 "Franchise" means the grant of rights made by City to Company in this Ordinance, subject to its terms and conditions.

 

1.5 "Gas" as used herein shall include natural gas, manufactured gas, a mixture thereof or other form of gaseous energy.

 

1.6 "MPUC" refers to the Minnesota Public Utilities Commission or any successor regulatory agency.

 

1.7 "Notice" means a writing served personally or by certified, receipted mail by any party or parties on any other party or parties. Notice to Company shall be served upon the Vice President, Customer Operations, UtiliCorp United Inc., 20 West 9th Street, Kansas City, Missouri 64105. Notice to City shall be served upon the City Administrator, thereof, at 1025 Roosevelt Avenue, P.O. Box 647, Detroit Lakes, Minnesota 56502.

 

1.8 "Public Grounds" means all real property owned by or dedicated to the City with respect to which City holds the legal right or title to grant or withhold easement, leasehold or occupancy rights or servitudes to Company;

 

1.9 "Public Ways" means streets, avenues, alleys, parkways, walkways, and other public rights of way within the City.

 

Article 2. The Franchise

 

2.1 City hereby grants and conveys to Company the following rights and privileges within the City as its boundaries presently exist and as they may be extended in the future:

 

(a)   The right and privilege to operate, construct and maintain a gas public utility; and

 

(b)      The right to occupy and utilize the public ways and public grounds of City for the purpose of enlarging, extending, operating, repairing and maintaining, in, on, over, under, and across the same, all gas pipes, mains, and appurtenances which are necessary or customary in accordance with sound utility practices for the purpose of the transmission of gas, or the distribution of gas, for public and private use;

 

subject, however, to the provisions of this ordinance, zoning ordinances, other applicable ordinances, permit procedures and customary and necessary City practices and the due exercise of the police power of the City to adopt and enforce resolutions and ordinances necessary to the health, safety and welfare of the public.

 

2.2 The rights and privileges granted by the Franchise shall remain in effect for a period of twenty (20) years from the effective date hereof.  Provided however, on the tenth (10th) or fifteenth (15th) anniversary from the date of enactment of the Franchise, City or Company may, for good cause, review the Franchise and propose amendments thereto.  City or Company shall notify the other party in writing, no later than one hundred and eighty (180) days before the tenth (10th) or fifteenth (15th) anniversary of the effective date if it desires to amend the Franchise.  City and Company shall negotiate in good faith to agree upon mutually satisfactory amendment(s).  If no mutually satisfactory amendment can be reached, then either City or Company may terminate this Franchise.  The Franchise shall continue as written, unless amended or terminated as provided in this Article.

 

2.3 This Franchise is not an exclusive franchise.

 

Article 3. Extension of Service

 

Upon receipt and acceptance of a valid application for service, Company shall, subject to its reasonable economic feasibility criteria, provide such reasonable extensions of its mains and pipes from time to time as are required to serve City and customers within the current and future limits of the City. If such extensions are governed by any Company tariff on file with the MPUC, Company shall provide City (a) with a copy of said tariff, and (b) notice of any proposal by Company to change the provisions of such tariff related to the extensions. Company shall apply any such tariff in a reasonable and liberal fashion so as to promote and maximize commerce and development within City, to the full extent permitted by law. In the event Company proposes any charge for such extensions (sometimes referred to as aids to construction) or in the event Company proposes to refuse to provide such extension, notice of said proposed charge or refusal shall be promptly provided to City upon request by City.

 

Article 4. Construction Restrictions

 

4.1 Whenever the Company desires to open or disturb any of the public ways or public grounds for the purpose of maintenance, repair or laying of gas mains or pipes, it shall give the City reasonable advance notice, but not less than two (2) business days, by filing a written notice with the Street Commissioner. In any case, Company shall not commence such work before obtaining an appropriate permit or other written consent from the City. The Company shall not, during the progress of the work, endanger or unnecessarily obstruct the passage of traffic or the normal and customary use of the public ways or public grounds, and it shall, promptly and diligently, restore said properties to as good condition as it was before the excavations were made; provided, however, the Company shall in no case interfere with any improvements being made by the City without the consent of the City. During the progress of such work, Company shall keep the public ways or public grounds affected guarded in order to prevent accidents to persons or property. If Company fails to promptly restore the premises disturbed within thirty (30) days of notice by City, City may do so at the expense of Company and upon City's demand Company shall pay the City’s reasonable cost of repair together with its administrative expense and overhead associated with the repair, plus 10% of such cost of repair, administrative expense, and overhead as reasonable liquidated damages.

 

4.2 The requirements for obtaining permits from the City prior to any maintenance or repair of any of the facilities of Company shall not apply to routine maintenance or repairs where excavation is not required or emergency situations where it is necessary for Company to act immediately to remedy a situation that jeopardizes the public health or safety. In such emergency situations, however, Company shall as soon as practicable notify the City of such emergency situation and the efforts required to be taken by it to remedy such situation and file its request for permit not later than the second (2nd) business day thereafter.

 

4.3 Company shall provide field locations for all its underground facilities when requested by City within a reasonable period of time. The period of time will be considered reasonable if it compares favorably with the average time required by City to locate municipal underground facilities for Company.

 

4.4 Before Company constructs any new structure or converts any existing structure for the manufacture or storage of gas within the City, Company shall first obtain the approval of the structure and the location thereof from the City. Such approval by City shall not be unreasonably withheld.

 

Article 5. Relocating

 

5.1 In the event the City reasonably determines that it is necessary for Company to move any part of its system of mains, pipes, conduits, and other necessary attachments and appurtenances for the storage conveyance, distribution, and sale of gas because the City has determined to change, move or improve its public ways or public grounds for a public purpose, upon reasonable notice by the City to Company, Company will move its facilities at its sole cost, if such move is necessary to prevent interference and not merely for the convenience of the City.  If the City orders or requests the Company to relocate its facilities or equipment primarily for non-public purposes or the primary benefit of a commercial or private project, or as a result of the initial request of a commercial or private developer or other non-public entity, and such removal is necessary to prevent interference and not merely for the convenience of the City or other right-of-way user, the Company shall receive payment from the commercial or private developer or other non-public entity for the cost of such relocation as a precondition to relocating its facilities or equipment. City shall consider reasonable alternatives in designing its public works projects so as not to arbitrarily cause the Company unreasonable additional expense in exercising its authority under this Section 5.1. This Section 5.1 does not compel a waiver by Company nor constitute a taking by City of any written grant of easement to Company or any prescriptive rights acquired by Company as provided by law by way of adverse possession independent of and without reliance by Company on this Franchise or any prior franchise adopted by City.

 

5.2 Any relocation, removal or rearrangement of any Company facilities made necessary because of the extension into or through City of a federally aided highway project shall be governed by the provisions of Minnesota Statutes Section 161.46 as supplemented or amended.

 

5.3 If a public way is vacated, improved or realigned because of a renewal or redevelopment plan which is financially subsidized in whole or in part by the Federal government, the reasonable nonbetterment costs of Company's relocation or removal of its facilities shall not be the obligation of Company if such costs under then prevailing law are the obligation of the Federal government or any agency thereof.

 

5.4 Nothing contained herein shall relieve any third party from liability arising out of their failure to exercise reasonable care to avoid injuring Company's facilities while performing any work connected with grading, regrading or changing the line of any public way or with any construction on or adjacent to any public way. Provided, however, this Section 5.4 shall not limit City's rights to indemnification under Section 6.1 nor shall City in any way be liable to Company for claims arising from the negligence of any third party.

 

Article 6. Indemnification and Insurance

 

6.1 If at any time any claim of any kind is made against City for the injury to persons or property arising from the negligent or otherwise wrongful acts or omissions or failure to act of Company, its agents, servants, its independent contractors, or employees in connection with the operations of the Company under and pursuant to this Franchise, Company shall fully indemnify and hold the City, its agents, servants or employees harmless from any and all such claims, including, but not by way of limitation, reimbursement of any reasonable expenses City may incur in the handling, denial, or defense of such claims, including, but not by way of limitation, reasonable attorneys fees and costs; provided, however, that, in case suit is instituted against the City, the City shall promptly notify the Company of such suit, giving the Company ample and reasonable time to appear and defend the same. Company's obligation to indemnify City shall not extend to any injury to persons or property caused by the negligent act or failure to act of City or any actions of Company taken pursuant to directions of City if reasonably performed within the scope of City's directions without negligence by Company. If Company elects to defend City, it will thereafter have complete control of such litigation, but Company may not settle such litigation without the consent of City, which consent shall not be unreasonably withheld. This section is not, as to third parties, a waiver of any defense or immunity otherwise available to City; and Company, in defending any action on behalf of City shall be entitled to assert in any action every defense or immunity that City could assert in its own behalf. Company's indemnification obligations under this Section 6.1 shall survive the expiration, amendment or termination of this Franchise Ordinance.

 

6.2 At the request of City, Company shall furnish City a summary of insurance carried by the Company to adequately protect the City from any and all obligations, liabilities, or claims of any nature whatsoever, growing out of the operation, construction, and maintenance of its gas plant and gas distribution system within the City.

 

6.3 In its operations under this Ordinance, the Company shall observe all federal, state and local laws, rules, regulations and orders with respect to the discharge, generation, removal, transportation, storage and handling of all materials, substances and wastes deemed toxic or hazardous to health, natural resources or the environment pursuant thereto ("Hazardous Substances"). Company shall remove or remediate any Hazardous Substances located on, in or surrounding its gas distribution facilities or caused by Company to be located on, in or surrounding the public ways and public grounds or elsewhere within the City in compliance with all applicable laws, regulations and lawful governmental orders, and pay or cause to be paid all costs associated therewith. The indemnification terms and conditions of Section 6.1 shall apply to all claims made against City by any person including any governmental agency who or which asserts any right to costs, damages or other relief based upon the terms and conditions imposed upon Company under this Section 6.3 or which arise from or are related to Company's negligent or otherwise wrongful acts or omissions or failure to act in compliance with any law, rule, regulation or lawful order governing Hazardous Substances.

 

Article 7. Vacation of Public Ways

 

The City shall give the Company at least two weeks prior written notice of a proposed vacation of a public way. Except where ordered pursuant to Section 5.1, the vacation of any public way, after the installation of gas facilities, shall not operate to deprive Company of its rights to operate and maintain such gas facilities, until the reasonable cost of relocating the same and the loss and expense resulting from such relocation are first paid to Company. In no case, however, shall City be liable to the Company for failure to specifically preserve a right‑of‑way, in the exercise of its authority under Minnesota Statutes, Section 160.29.

 

Article 8. Reports and. Records

 

Upon prior written request of the City, the Company shall file annually with the Administrator, not later than four (4) calendar months after the close of such calendar year of Company the certified annual financial statement of Company showing the capitalization of the Company, its profit and loss statements for the prior calendar year and its balance sheet.

 

Article 9. Rates and Service

 

9.1 The gas service provided and the rates charged by Company for gas service are, at the date hereof, subject to the jurisdiction of the MPUC as provided in Minnesota Statutes, Chapter 216B. City reserves the right to regulate the rates and terms and conditions of Company's gas service within the City to the full extent permitted by law if and to the extent that such regulation is not preempted by the regulatory authority of the State of Minnesota or the Federal government, and Company reserves the right to challenge any action thereto including the issue of jurisdiction by the City.  City and Company reserve their respective rights generally and specifically granted pursuant to the laws of Minnesota as adopted by the Legislature, the Constitution of the State of Minnesota, and other law as interpreted by the Courts.

 

9.2 In the event Company shall at any time after the Effective Date apply to the MPUC to change its rates or terms and conditions of gas service, Company shall provide reasonable advance notice of such proposed action, including Company's description of the effect of such proposal upon City and customers of Company located within the City.  City may elect to intervene in Company's proceeding before the MPUC or any other court or agency involving Peoples Natural Gas operations, for and on behalf of City or customers located within City. City may petition the MPUC (or other state agency) to order Peoples Natural Gas to reimburse City for its costs and fees incurred in said proceedings, and Company reserves the right to challenge such intervention or petition.

 

                  Article 10. Franchise Fee

 

10.1 The laws of the State of Minnesota as adopted by the legislature and as interpreted by the courts, and the powers granted to Minnesota cities by the constutution of the State of Minnesota and other related legislation and decisional law, have authorized a requirement for the payment of compensation to a city by the provider of natural gas services in the form of the imposition of a city franchise fee to raise revenue or to defray costs accruing as a result of such operations, or both, commonly referred to as a franchise fee.

 

During the term of the Franchise, and as a condition of its grant, a City franchise fee is hereby imposed on the Company. Except as otherwise provided, the franchise fee shall be $ 1.00 per month per meter, and $ .003 per 100 cubic feet of gas by volume, transported, sold, furnished or delivered by Company within the current and future limits of City, utilizing any of the services or facilities of Company.

 

Such fee shall be adjusted for net write-off of uncollectible accounts, and corrections of bills theretofore rendered.  In addition, Company may discount or reduce the franchise fee payable for gas delivered to a specific customer of Company when it is required to reduce the franchise fee to retain the business of that customer. Modification or reduction of the franchise fee may occur only if the franchise fee would cause the customer to cease purchase or transportation deliveries of natural gas from Company by installing equipment to access natural gas from supplies not subject to the City's franchise fee. The Company  may list the local franchise fee collected from customers as a separate item on bills for utility service issued to customers.

 

The franchise fee shall be effective ninety (90) days after written notice of this Ordinance to the Company, and shall continue until amended or repealed during the term of this Ordinance.  Initial and final payments shall be prorated for the portions of the periods at the beginning and end of the term of this Ordinance.

 

10.2 The franchise fee shall be reported and paid to City by Company on a monthly basis.  Such payment shall be made not more than thirty (30) days following the close of the period for which payment is due.  Company shall provide information by customer class to City to show how fee was determined.

 

10.3 By ordinance, the City may amend the franchise fee language contained in this Article 10, including its rate structure and scope of application. Such amendment to the franchise fee may be made without the Company's acceptance or approval.  The City shall not adopt such amendments more often than once in any twelve (12) consecutive calendar months and such amendment shall not be effective until 90 days after the City provides Notice to the Company that the City has adopted the amending ordinance.  Prior to enacting such an amending ordinance, the City will provide Notice to the Company regarding the City’s intent to consider amendments to the franchise fee and will solicit input from the Company regarding the ability of the Company’s billing system to accommodate such amendments.  The City will not adopt amendments to the franchise fee that cannot be reasonably accommodated by the Company’s billing capabilities, nor will the City adopt amendments to other provisions of this franchise without acceptance or approval of Company.

 

10.4 If for any reason the time and manner of collecting, or any aspect of the franchise fee or any other payment to be made to City pursuant to this Franchise, is challenged by or before the MPUC, the Company shall promptly give notice to City and shall, in any case, diligently and continuously exercise its efforts to sustain said fee and payments and the time and manner of its collection. If at any time the MPUC, or other authority having proper jurisdiction, prohibits such recovery, then the Company will no longer be obligated to collect and pay the franchise fee herein contemplated.  The Company agrees to make its records related to the calculation and payment of the franchise fee available for inspection by the City at reasonable times.

 

10.5 If for any reason the amount or rate of the franchise fee shall be determined to be in excess of the amount or rate allowed by law, then the amount or rate shall automatically, and without further action by City or Company, be reduced to the maximum amount or rate permitted by law.

 

Article 11. Successors and Assigns

 

Company reserves the right to transfer or assign any interest in this franchise, in accordance with the rules and regulations of the MPUC.  All rights, privileges and authority hereby granted to Company shall inure to the benefit of its successors and assigns, subject to all the terms, provisions and conditions herein contained, and all obligations hereby imposed upon Company shall be binding upon its successors and assigns.

 

Article 12. Confidential Information

 

        12.1 The Minnesota Government Data Practices Act (the Act) set forth in Minnesota Statutes 13.01 et.seq., requires that the City provide public access to Government Data as defined by the Act.  The Company understands that Government Data may include information relating to the Company and its operations that the Company would otherwise prefer to keep confidential.

 

        12.2 The City will not provide public access to Government Data relating to the Company or its operations except as provided by the Act or by regulatory agency rule or other law.

 

        12.3 At the time that it provides any data to the City, the Company will specifically identify data that it claims to be private, protected, non-public, or confidential, or that is otherwise precluded from public release by the Act, regulatory agency rule, or other law.  At such time, the Company will also identify the provisions of the Act, regulatory agency rule or other law that preclude public release of such data.

 

        12.4 As provided by Minnesota Statute 13.072, the Company may request an advisory opinion from the Commissioner of the Minnesota Department of Administration regarding the classification of Government Data relating to the Company.  The City will abide by such an advisory opinion of the Commissioner, except as otherwise required or provided by law. Regulatory agency rule, or court decision or other advisory opinion of the Commissioner.

 

Article 13. Effective Date and Acceptance

 

The Franchise shall be effective after adoption and publication as provided by law and the City has received the prior written acceptance of Company. Company shall bear the costs of publication of this Franchise Ordinance and any amendment hereto and upon City's request shall make a sufficient deposit with the City Administrator to assure publication prior to adoption. Company shall, if it accepts this Franchise and the rights and obligations hereby granted, file a written acceptance of the rights hereby granted with the City Administrator within thirty (30) days after the final passage and any required publication of this Ordinance. Failing to receive such acceptance, this Ordinance shall be deemed null and void. An amendment to this Ordinance shall be subject to Company's acceptance.

 

Article 14. Disclosure

 

           Upon written request of the City, Company shall file a report with the City if Company makes contributions or expenditures, other than usual civic, charitable contribution, and normal authorized business expenses in an aggregate amount in excess of $10,000 in any calendar year as for the purpose of directly influencing any resident or elected or appointed official of the city with respect to the Franchise or the subject matter thereof; provided, however, that Company shall not be required to disclose contributions or expenditures related to actual or anticipated action of the City, its residents, elected or appointed officials, or any other party promoting, encouraging, or advancing Municipal takeover (i.e. condemnation) of Company’s property located in and around the City.  The City may not limit or restrict Company’s contributions or expenditures in any manner not permitted by state or federal law.

 

Article 15. Defaults

 

        If Company shall be in default in the performance of any of the material terms and conditions of this Ordinance, and shall continue in default for more than thirty (30) days (or fails to initiate the cure of the default within said period and diligently pursue said cure, if the cure of the default cannot reasonably be accomplished within said 30 days) after receiving notice from the City of such default, the City may, following a public hearing thereon, elect to either cure such default and charge Company for the costs thereof, or seek equitable relief for the enforcement of this Ordinance. The said notice of default shall be in writing, shall specify the provisions of this Ordinance and the performance of which it is claimed that Company is in default and the date of the public hearing required to be held, which date shall be not less than thirty (30) days nor more than sixty (60) days from the date of such notice. Such notice shall be served in the manner provided by the laws of Minnesota for the service of original notices in civil actions. Company at such hearing shall be afforded an opportunity to present whatever information it deems appropriate. Nothing herein shall in any way be construed, to prevent a review of such City action by the appropriate Minnesota Court and/or regulatory agency, nor limit the right of City to enforce this Ordinance by such equitable or legal remedies as may be provided by law. In the event of repeated or protracted violations of this Ordinance involving payments due to City, City may require Company to file a bond or letter of credit with the City Administrator, against which City may draw to assure prompt payment of amounts due by Company to City under this Ordinance.

 

 

 

Article 16. Force Majeure

 

          It shall not be a breach or default under this franchise if either party fails to perform its obligations hereunder due to Force Majeure.  Force Majeure shall include, but not be limited to, the following:  1) physical events such as acts of God, landslides, lightning, earthquakes, fires, freezing, storms, floods, washouts, explosions, breakage or accident or necessity of repairs to machinery, equipment or distribution or transmission lines;  2) acts of others such as strikes, work-force stoppages, riots, sabotage, insurrections or wars;  3) governmental actions such as necessity for compliance with any court order, law, statute, ordinance, executive order, or regulation promulgated by a governmental authority having jurisdiction; and any other causes, whether of the kind herein enumerated or otherwise not reasonably within the control of the affected party to prevent or overcome.  Each party shall make reasonable efforts to avoid Force Majeure and to resolve such event as promptly as reasonably possible once it occurs in order to resume performance; provided, however, that this provision shall not obligate a party to settle a labor strike. 

 

Article 17. Construction, Jurisdiction and Venue

 

This Franchise is granted and is intended to be performed in the State of Minnesota and shall be construed and enforced in accordance with the laws of Minnesota. Company shall be subject to personal jurisdiction in the State of Minnesota. All actions related to this Ordinance or its enforcement shall be venued in the Seventh Judicial District of the District Courts of the State of Minnesota, or such other judicial district as may include the City if the judicial districts of the State of Minnesota be revised after the Effective Date. This Ordinance and its acceptance by Company shall be construed as a contract between Company and City. The provisions of this Ordinance shall be enforceable only by Company and City and not by any third party, nor shall any third party have claim to any cause of action against Company by reason of enactment hereof.

 

Article 18.  Severability

 

        If any clause, sentence or section of this Ordinance is deemed invalid, the remaining provisions shall not be affected.

 

Article 19.  Non Waiver

 

        Any waiver of any obligation or default under this Ordinance shall not be construed as a waiver of any future defaults, whether of like or different character.

 

Article 20.  Repeal of Conflicting Ordinances

 

All ordinances or franchises or parts of ordinances or franchises in conflict herewith are hereby repealed.

 

 

Passed and adopted this 1st day of  August, 2000

 

Approved this 1st day of August, 2000

                                                                                    ________________________

                                                                                    Mayor

 

__________________________

City Clerk

                                        

First Reading: July 5, 2000

Second Reading: August 1, 2000

Published: August 9, 2000